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United States. Securities and Exchange Commission | lit.salon

Author

United States. Securities and Exchange Commission

221 works

1935–2012 across 159 dated works

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Form A-2 for corporations: registration statement under Securities Act of 1933 ; Instruction book for Form A-2 for corporations1935
Questionnaire for investment plans with periodic, installment or partial payment, endowment, thrift or insurance provisions1935
Report on the government of securities exchanges: Letter from the chairman of the Securities and exchange commission transmitting the commission's report of the investigation of stock exchange government, together with its recommendations1935
Rules for the regulation of over-the-counter markets1935

Books

159 works

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United States of America before the Securities and Exchange Commission in the matter of McKesson & Robbins, Inc.: testimony of expert witnesses.1982
1 edition
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Report on the Role and Function of Credit Rating Agencies in the Operation of the Securities Markets: As Required by Section 702(B) of the Sarbanes-Oxley ... (Hein's Electronic Documents Reprint Series)2004
With United States
1 edition
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Survey of American listed corporations data on profits and operations, 1942-1943 : reported information on registrants with the Securities and Exchange Commission under the Securities act of 1933 and the Securities exchange act of 19341944
5 editions
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Aircraft industry sourcebook, May 1975-April 1976: Materials1977
2 editions
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Questionable corporate activities: reports to the S.E.C., May, 1975-April, 1976 : materials1977
2 editions
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Food wholesaling industry sourcebook, May 1975-April 1976: materials1977
2 editions
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Survey of American listed corporations Reported information on selected manufacturing groups ... Registrants under the Securities exchange act of 1934 at June 30, 1939. Industry reports of the survey of American listed corporations, a Work projects administration study sponsored by the Securities and exchange commission (Project no. 65-2-97-4) ...1940
4 editions
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Internationalization of the securities markets1987
1 edition
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"--good people, important problems and workable laws": 50 years of the U.S. Securities and Exchange Commission1984
3 editions
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Survey of American listed corporations Data on profits and operations, including surplus, 1945-46. Reported information on registrants with the Securities and Exchange Commission under the Securities Act of 1933 and the Securities Exchange Act of 19341946
3 editions
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United States of America before the Securities and Exchange Commission in the matter of McKesson & Robbins, Inc.: report on investigation.1982
1 edition
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Aluminum and copper industry sourcebook, May 1975-April 19761977
1 edition
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S.E.C. Guidelines Rules and Regulations1983
1 edition
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Investment trusts and investment companies Report of the Securities and Exchange Commission. Pursuant to section 30 of the Public Utility Holding Company Act of 1935. Commingled or Common Trust Funds administered by banks and trust companies1939
2 editions
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Small business informational package.1988
2 editions
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Get the facts on saving and investing a roadmap to start you on a journey to financial security through saving and investing2005
2 editions
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EDGAR rules annotated1993
With Dunn & Crutcher Gibson
1 edition
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Report of the Securities and Exchange Commission on questionable and illegal corporate payments and practices1976
1 edition
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Questionnaire for investment plans with periodic, installment or partial payment, endowment, thrift or insurance provisions1935
1 edition
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Self-regulatory organizations ... order approving proposed rule changes relating to the listing and trading of index participations1989
1 edition
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Selected comments on SEC proposed rule on give-ups and NYSE proposal on commission rates: with texts of the proposals.1968
1 edition
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SEC enforcement issues: an advanced seminar1982
With Practising Law Institute
1 edition
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Compilation of releases under Securities act of 1933 To and including December 31, 19361937
With United States. Federal Trade Commission
1 edition
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Survey of American listed corporations.: Registrants and subsidiaries, 19421943
1 edition
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